UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
GARRETT MOTION INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware | 001-38636 | 82-487189 | ||
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) | (IRS Employer Identification No.) | ||
La Pièce 16, Rolle, Switzerland 1180
(Full maing address of principal executive offices)
Jerome Maironi
Senior Vice President, General Counsel and Corporate Secretary
+41 21 695 30 00
(Name and telephone number, including area code, of the person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☒ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019. |
Section 1 Conflict Minerals Disclosure
Item 1.01. Conflict Minerals Disclosure and Report
A copy of Garrett Motion Inc.s Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available at https://investors.garrettmotion.com/governance.
Item 1.02. Exhibit
The Conflict Minerals Report required by Item 1.01 is filed as an exhibit hereto.
Section 2 Exhibits
Item 2.01. Exhibits
Exhibit No. | Description | |
1.01 | Conflict Minerals Report for the year ended December 31, 2019, as required by Items 1.01 and 1.02 of this Form SD. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
GARRETT MOTION INC. | ||||||
Date: June 1, 2020 | By: | /s/ Jerome Maironi | ||||
Jerome Maironi | ||||||
Senior Vice President, General Counsel and Corporate Secretary |
Exhibit 1.01
Garrett Motion Inc.
Conflict Minerals Report
For the reporting period from January 1, 2019 to December 31, 2019
This Conflict Minerals Report of Garrett Motion Inc. and its consolidated subsidiaries (Garrett, we, or our) has been prepared in accordance with Rule 13p-1 and Form SD promulgated under the Securities Exchange Act of 1934, as amended (the Rule). The Rule was adopted by the Securities and Exchange Commission (the SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act). The Rule imposes certain reporting obligations when an SEC registrant manufactures, or contracts to manufacture, products for which conflict minerals are necessary to the functionality or production of those products. Conflict Minerals are defined as cassiterite, columbite-tantalite, wolframite and gold, including their derivatives, which are limited to tin, tantalum and tungsten (collectively, 3TG).
If any 3TG are necessary to the functionality or production of products manufactured, or contracted to be manufactured, by a registrant, the Rule requires such registrant to conduct in good faith a reasonable country of origin inquiry (RCOI) that is reasonably designed to determine whether any of its 3TG originated in the Democratic Republic of the Congo (DRC), the Central African Republic, the Republic of the Congo. South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia or Angola (the Covered Countries), or are from recycled or scrap sources.
Overview
Garretts Business
Garrett designs, manufactures and sells highly engineered turbocharger, electric-boosting and connected vehicle technologies for light and commercial vehicle original equipment manufacturers (OEMs) and the global vehicle independent aftermarket as well as automotive software solutions. We are a global technology leader with significant expertise in delivering products across gasoline, diesel, natural gas and electrified (hybrid and fuel cell) powertrains.
Garretts Products Covered by this Report
This report relates to Garrett products: (i) for which 3TG are necessary to the functionality or production of that product; (ii) that were manufactured, or contracted to be manufactured, by Garrett; and (iii) for which the manufacture was completed during calendar year 2019. These products, which are referred to herein as the Covered Products, consist of turbochargers and intercoolers.
Garretts Supply Chain
Garrett sells thousands of products containing parts from hundreds of direct and indirect suppliers. As a downstream company with many tiers in our supply chain, we have direct relationships with few smelters and refiners (less than 1% of our direct suppliers) and do not perform or direct audits of entities within our supply chain. It is difficult for us to identify actors upstream from our direct suppliers, and we rely on those suppliers to provide information on the smelters and refiners (SORs) as well as the origin of 3TG contained in parts or products supplied to us, including sources of 3TG that are supplied to them from their upstream suppliers. Similarly, our direct suppliers rely on information provided by their suppliers.
The terms and lengths of contracts with our suppliers are varied, and we cannot always unilaterally impose new contract terms. As we renew or enter into new purchase agreements with suppliers, we generally seek to add, where possible, a 3TG compliance provision requiring such suppliers to conduct and document their inquiries into the SORs as well as the country of origin of 3TG in parts or products supplied to Garrett and to provide Garrett with information or representations that Garrett requires to meet its compliance obligations. Although we have already integrated a 3TG compliance provision into certain purchase agreements with our direct suppliers, we anticipate that it will take several years to ensure that all
supplier purchase agreements contain appropriate 3TG compliance provisions. In addition, some suppliers may object to the inclusion of such 3TG compliance provisions. In the meantime, as described herein, we are working with our suppliers to obtain 3TG sourcing information.
Reasonable Country of Origin Inquiry
Garrett conducted a good faith RCOI to determine whether the 3TG in the Covered Products may have originated in the Covered Countries and did not come from recycled or scrap sources. The elements of the RCOI were:
| identification of relevant suppliers; |
| data collection and validation; and |
| assessment to determine whether due diligence was required. |
Garrett assessed its direct suppliers that were most likely to provide parts or products containing 3TG with respect to our turbocharger and intercoolers, and in connection therewith, identified 541 relevant suppliers (the Supplier Group), out of a total of 592 direct suppliers.
Garrett engaged a third-party service provider, Assent Compliance (the Vendor), to help obtain supplier data . It began with a request for each supplier in the Supplier Group to respond to the 2019 (version 5.12) Responsible Minerals Initiatives Conflict Minerals Reporting Template (the Questionnaire). The Questionnaire is designed to facilitate disclosure and communication of information regarding SORs of 3TG contained in parts or products in our supply chain. It includes questions regarding a suppliers engagement with its direct suppliers and a listing of the SORs that the supplier and its suppliers use. In addition, the Questionnaire contains questions about the origin of 3TG included in a suppliers parts or products, as well as supplier due diligence efforts. The Vendor deployed the Questionnaire to the Supplier Group via a tracking tool, which enabled Garrett and the Vendor to manage and maintain records of responses from the Supplier Group in an electronic database. The procedure involved four rounds of follow-up to unresponsive members of the Supplier Group through a defined process via both automated email and personalized email, including offering assistance and further information to the Supplier Group about the requirements of the Rule and the 3TG compliance program. Garrett received responses from 86% of the Supplier Group.
The collected data was then validated by the Vendor to increase the accuracy of submissions and identify any contradictory answers in the Questionnaire. The Vendors tracking tool and electronic database facilitated automated data validation on all submitted Questionnaires. All submitted Questionnaires were accepted and classified as valid or invalid. Members of the Supplier Group were contacted with regards to invalid forms and were encouraged to resubmit a valid form. We reviewed the responses to determine where further engagement with our Supplier Group was warranted.
Based on the responses received from the Companys RCOI, we compiled a list of 303 unique SORs. However, the vast majority were at a supplier-level, and none included information regarding associated countries of origin. On the basis of the responses to our RCOI and the fact that responses were not received from all members of the Supplier Group to the Questionnaire, Garrett did not have complete and validated information to conclude whether its necessary 3TG in the Covered Products originated in the Covered Countries, and if so, whether they were from recycled or scrap sources, or came from sources that directly or indirectly financed or benefitted armed groups, as such term is defined in the Rule. Accordingly, Garrett conducted due diligence on the source and chain of custody of the 3TG contained in parts or products provided by the Supplier Group.
Due Diligence Process
Design of Due Diligence Measures
Our due diligence measures have been designed to conform, in all material respects, with the Organization for Economic Co-operation and Developments (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict- Affected and High-Risk Areas, Third Edition (2016) and the related Supplements for 3TG (the OECD Framework). The OECD Framework is written for the entire mineral supply chain and our due diligence measures were tailored to include steps appropriate for downstream companies. Our due diligence included the following elements of the OECD Framework:
| Step 1: Establish strong company management systems; |
| Step 2: Identify and assess risks in the supply chain; |
| Step 3: Design and implement a strategy to respond to identified risks; |
| Step 4: Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain; and |
| Step 5: Report on supply chain due diligence. |
Step 1: Establish Strong Company Management Systems
Garrett has established a management system to determine the source and chain of custody of 3TG in our supply chain.
a. | Mission Statement. We have adopted a conflict minerals mission statement (the Mission Statement) that outlines to suppliers and customers our commitment to responsible sourcing of 3TG throughout our global supply chain and to compliance with the Rule. The Mission Statement is publicly available on our website at: https://www.garrettmotion.com/wp-content/uploads/2018/12/Conflict-Minerals-Statement.pdf |
b. | Internal Team. Our management system includes oversight of our RCOI and due diligence processes by a team made up of representatives from Procurement, Product Stewardship, Health, Safety and Environment, and Legal; collectively the 3TG Compliance Team. The 3TG Compliance Team is responsible for implementing our 3TG compliance program and communicating information about program status and effectiveness to senior management. |
c. | Control Systems. We utilize the Questionnaire for collecting 3TG declarations from our supply base via a tracking tool to gather information on the chain of custody of the 3TG included in our products. In addition, our Vendor is a member of the Responsible Minerals Initiative, an industry-wide initiative working to develop conflict-free supply chains. We also have a Supplier Code of Conduct that sets forth our core values on the responsible sourcing of minerals: https://s2.q4cdn.com/726657224/files/doc_downloads/governance/Supplier-Conduct.pdf |
d. | Supplier Engagement. We have communicated to the Supplier Group our obligations under the Rule by distributing to them background information on the Rule along with the Questionnaire. In addition, through our Vendor, we provide training materials on 3TG compliance to the Supplier Group. We are also integrating 3TG compliance provisions into our purchase agreements as described above, that sets forth Garretts expectations that such direct material suppliers will cooperate with Garretts RCOI and due diligence measures as required by the Rule. We also directly engage with suppliers to educate them on the regulations and offer our support to help facilitate their compliance. |
e. | Grievance Mechanism. We have a company level Helpline that provides employees and suppliers with a mechanism to report violations of our policies or other concerns. |
Step 2: Identify and Assess Risks in the Supply Chain
Distribution of Questionnaires to Supplier Group. In 2019, we distributed the Questionnaire to the Supplier Group in order to gather information on our supply chain, including (i) whether any of the minerals they supplied to Garrett may contain 3TG, (ii) whether any 3TG are necessary to the functionality or production of the parts or products in which they are used, and (iii) the SORs or any 3TG in our supply chain and whether the 3TG originated from the Covered Countries or came from recycled or scrap sources.
Assessment of Supplier Group Responses. We reviewed each response from the Supplier Group to assess the adequacy of such response. Members of the Supplier Group that failed to respond to the Questionnaire or that did not provide responses to all applicable questions in the Questionnaire received follow-up communications requesting additional information. If a supplier response indicates that 3TG contained in parts or products provided to Garrett may have originated from the Covered Countries, then such response is sent to the 3TG Compliance Team for further review and determination of follow-up steps, as described below.
Step 3: Design and Implement a Strategy to Respond to Identified Risks
As part of our risk management plan under the OECD Framework, if SORs with red flags are reported on a Questionnaire by one of the suppliers surveyed, risk mitigation activities will be initiated. If a supplier indicates that its products may contain 3TG sourced from a Covered Country, we will follow up with the supplier to gather more information, including the basis for the information provided and other information regarding the sourcing country and SOR. Identified risks will be reported to the 3TG Compliance Team, which will determine appropriate follow-up actions, if any, to mitigate risks. There was no instance in our due diligence for the 2019 reporting period where we determined that there were validated high-risk issues in our supply chain requiring follow-up actions.
To ensure that the Supplier Group understands our expectations with respect to compliance with the Rule, we distributed background information on the Rule and our Mission Statement, and we provided access to training materials on 3TG compliance to the Supplier Group in addition to the Questionnaire.
Step 4: Carry Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
Garrett does not perform or direct audits of entities in our supply chain, but relies on the RMIs Responsible Minerals Assurance Process (RMAP) to perform third-party audits of SORs. Our process compares the SORs identified by the Supplier Group to the list of SORs certified as compliant or the equivalent by the RMI. If SORs are identified with issues, we engage with the supplier directly to verify the information before reporting the issue to the 3TG Compliance Team.
Step 5: Report on Supply Chain Due Diligence
This Conflict Minerals Report, and the Form SD to which it relates, have been filed with the SEC, and are publicly available at: http://investors.garrettmotion.com/sec-filings-and-press-releases
Due Diligence Results
The Questionnaire requested that the Supplier Group provide Garrett with information on (a) the SORs that the Supplier Group and its suppliers use to supply the 3TG in the Covered Products, (b) whether the 3TG used in the Covered Products originates from the Covered Countries, (c) the mine or location of origin of the 3TG used in the Covered Products, and (d) the scope of its response (company-level responses refer
to the suppliers overall 3TG sourcing; product-level responses specify whether 3TG was used in parts or products provided to Garrett). Garrett must rely on responses from the Supplier Group to our Questionnaire to determine the facilities used to process 3TG used in the Covered Products, whether the 3TG used in the Covered Products originates from the Covered Countries and the source of 3TG used in the Covered Products.
The responses that we received for this reporting period from the Supplier Group fell into one or more of the following categories: (i) indication that no 3TG is used in parts or products that are provided to Garrett, (ii) data with respect to the SORs used by the supplier to process 3TG in parts or products provided to Garrett; (iii) data with respect to the suppliers overall 3TG sourcing, without specifying whether such 3TG was used in parts or products provided to Garrett or indication that the supplier is unable to provide the information as it specifically relates to the parts or products that are provided to Garrett, (iv) indication that the supplier is unable to provide SOR information at this time, and/or (v) indication that the supplier is unable to provide or is still in the process of determining the country of origin or mine or location of origin of 3TG from its suppliers. We received responses in category (ii) above from 469 suppliers. Such responses identified 303 unique SORs (set forth on Appendix A below) used to process 3TG in parts or products provided to Garrett, and whilst they did not indicate the country of origin of the 3TG processed by such SORs, 235 of these SORs are RMAP Conformant.
As a result of the foregoing, and because responses were not received from all members of the Supplier Group, Garrett does not have complete and validated information to conclude whether its necessary 3TG in the Covered Products originated in the Covered Countries, and if so, whether they were from recycled or scrap sources, or came from sources that directly or indirectly financed or benefitted armed groups therein, as such term is defined the Rule.
However, Garrett received no response (to either the initial communication or any follow-up inquiries) from any supplier indicating that 3TG in our Covered Products originated in the Covered Countries (even when SORs used to process our 3TG were identified), or benefitted or financed armed groups in the Covered Countries.
In addition, we were unable to determine the country of origin, or the mine or location of origin of 3TG used in the parts or products supplied to us for use in the Covered Products. Our efforts to identify the specific mine or location or origin of our necessary 3TG included the due diligence measures described above.
Steps to be taken to mitigate risk
We intend to take the following steps to improve the due diligence conducted and to further mitigate any future risk of sourcing 3TG that benefit armed groups in the Covered Countries:
(1) | Continue to refine and update our process to target all appropriate direct suppliers that may be in-scope for the Rule, as well as re-survey applicable suppliers to confirm that they do not incorporate 3TG in our supply chain. |
(2) | Continue to work closely with our direct suppliers in an effort to obtain the necessary validated information on the origin of the 3TG contained in the parts, products or services sold to Garrett, |
(3) | Continue to seek to include a 3TG compliance provision in new or renewed purchase agreements with direct suppliers to set forth Garretts expectations that such direct suppliers will cooperate with Garretts RCOI and due diligence measures as required by the Rule. |
(4) | Engage with direct suppliers by providing advice and directing them to information and resources, in an effort to increase the response rate and improve the content of their Questionnaire responses. |
Cautionary Statement about Forward-Looking Statements
This report contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended and Section 21E of the Securities Exchange Act of 1934, as amended (the Exchange Act). Forward-looking statements are those that address activities, events or developments that we or our management intends, expects, projects, believes or anticipates will or may occur in the future. They are based on managements assumptions and assessments in light of past experience and trends, current economic and industry conditions, expected future developments and other relevant factors. They are not guarantees of future performance, and actual results, developments and business decisions may differ significantly from those envisaged by our forward-looking statements. We do not undertake to update or revise any of our forward-looking statements. Our forward-looking statements are also subject to risks, uncertainties and changes in circumstances, which can affect our performance in both the near-and long-term, and may include (and are not limited to) regulatory changes and judicial developments related to the Rule, changes in or developments related to our products or our supply chain, and industry developments relating to supply chain diligence, disclosure and other practices.. These forward-looking statements should be considered in light of the information included in this report and our other filings with the SEC, including, without limitation, the Risk Factors, as well as the description of trends and other factors in Managements Discussion and Analysis of Financial Condition and Results of Operations, set forth in our Form 10-K for the year ended December 31, 2019, as updated by our Form 10-Q for the quarter ended March 31, 2020, and other filings with the SEC.
Appendix A - Smelter list
Includes: Metals, SOR name, SOR Facility location and SOR ID (SORs indicated with an asterisk* are RMAP conformant; SORs indicated with a double asterisk** are Active, i.e., they have committed to undergo an RMAP audit).
Metal | Standard SOR Name | SOR Facility Location | SOR ID | |||
Gold | 8853 S.p.A. | ITALY | CID002763* | |||
Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | CID002708 | |||
Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | CID000015* | |||
Gold | African Gold Refinery | UGANDA | CID003185 | |||
Gold | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019* | |||
Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | CID002560* | |||
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | CID000035* | |||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041* | |||
Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | CID000058* | |||
Gold | Argor-Heraeus S.A. | SWITZERLAND | CID000077* | |||
Gold | Asahi Pretec Corp. | JAPAN | CID000082* | |||
Gold | Asahi Refining Canada Ltd. | CANADA | CID000924* | |||
Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | CID000920* | |||
Gold | Asaka Riken Co., Ltd. | JAPAN | CID000090* | |||
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 | |||
Gold | AU Traders and Refiners | SOUTH AFRICA | CID002850* | |||
Gold | Aurubis AG | GERMANY | CID000113* | |||
Gold | Bangalore Refinery | INDIA | CID002863* | |||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128* | |||
Gold | Boliden AB | SWEDEN | CID000157* | |||
Gold | C. Hafner GmbH + Co. KG | GERMANY | CID000176* | |||
Gold | C.I Metales Procesados Industriales SAS | COLOMBIA | CID003421 | |||
Gold | Caridad | MEXICO | CID000180 | |||
Gold | CCR Refinery - Glencore Canada Corporation | CANADA | CID000185* | |||
Gold | Cendres + Metaux S.A. | SWITZERLAND | CID000189* | |||
Gold | CGR Metalloys Pvt Ltd. | INDIA | CID003382 | |||
Gold | Chimet S.p.A. | ITALY | CID000233* | |||
Gold | Chugai Mining | JAPAN | CID000264* | |||
Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 | |||
Gold | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | CID002867 | |||
Gold | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES | CID003348 | |||
Gold | DODUCO Contacts and Refining GmbH | GERMANY | CID000362* | |||
Gold | Dowa | JAPAN | CID000401* | |||
Gold | DS PRETECH Co., Ltd. | KOREA, REPUBLIC OF | CID003195* | |||
Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | CID000359* | |||
Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN | CID000425* | |||
Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN | CID003424* |
Metal | Standard SOR Name | SOR Facility Location | SOR ID | |||
Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN | CID003425* | |||
Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | CID002561* | |||
Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE | CID002515 | |||
Gold | Fujairah Gold FZC | UNITED ARAB EMIRATES | CID002584 | |||
Gold | GCC Gujrat Gold Centre Pvt. Ltd. | INDIA | CID002852 | |||
Gold | Geib Refining Corporation | UNITED STATES OF AMERICA | CID002459* | |||
Gold | Gold Coast Refinery | GHANA | CID003186 | |||
Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | CID002243* | |||
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | CID001909 | |||
Gold | Guangdong Jinding Gold Limited | CHINA | CID002312 | |||
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | CID000651 | |||
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 | |||
Gold | Heimerle + Meule GmbH | GERMANY | CID000694* | |||
Gold | Heraeus Metals Hong Kong Ltd. | CHINA | CID000707* | |||
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711* | |||
Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000767 | |||
Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA | CID000773 | |||
Gold | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF | CID000778 | |||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | CID000801* | |||
Gold | International Precious Metal Refiners | UNITED ARAB EMIRATES | CID002562 | |||
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807* | |||
Gold | Istanbul Gold Refinery | TURKEY | CID000814* | |||
Gold | Italpreziosi | ITALY | CID002765* | |||
Gold | JALAN & Company | INDIA | CID002893 | |||
Gold | Japan Mint | JAPAN | CID000823* | |||
Gold | Jiangxi Copper Co., Ltd. | CHINA | CID000855* | |||
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 | |||
Gold | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929* | |||
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937* | |||
Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | CID002563 | |||
Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 | |||
Gold | Kazzinc | KAZAKHSTAN | CID000957* | |||
Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | CID000969* | |||
Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND | CID002511* | |||
Gold | Kojima Chemicals Co., Ltd. | JAPAN | CID000981* | |||
Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | CID002605* | |||
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029* | |||
Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | CID002865 | |||
Gold | Lazurde Company For Jewelry | SAUDI ARABIA | CID001032 | |||
Gold | Lingbao Gold Co., Ltd. | CHINA | CID001056 |
Metal | Standard SOR Name | SOR Facility Location | SOR ID | |||
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | CID001058 | |||
Gold | LOrfebre S.A. | ANDORRA | CID002762* | |||
Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | CID001078* | |||
Gold | LT Metal Ltd. | KOREA, REPUBLIC OF | CID000689* | |||
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 | |||
Gold | Marsam Metals | BRAZIL | CID002606* | |||
Gold | Materion | UNITED STATES OF AMERICA | CID001113* | |||
Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119* | |||
Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149* | |||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152* | |||
Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147* | |||
Gold | Metalor Technologies S.A. | SWITZERLAND | CID001153* | |||
Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | CID001157* | |||
Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | CID001161* | |||
Gold | Mitsubishi Materials Corporation | JAPAN | CID001188* | |||
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193* | |||
Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509* | |||
Gold | Modeltech Sdn Bhd | MALAYSIA | CID002857 | |||
Gold | Morris and Watson | NEW ZEALAND | CID002282 | |||
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204* | |||
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | CID001220* | |||
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 | |||
Gold | NH Recytech Company | KOREA, REPUBLIC OF | CID003189 | |||
Gold | Nihon Material Co., Ltd. | JAPAN | CID001259* | |||
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | CID002779* | |||
Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325* | |||
Gold | OJSC The Gulidov Krasnoyarsk Non-Ferrous Metals Plant (OJSC Krastsvetmet) | RUSSIAN FEDERATION | CID001326* | |||
Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493* | |||
Gold | PAMP S.A. | SWITZERLAND | CID001352* | |||
Gold | Pease & Curren | UNITED STATES OF AMERICA | CID002872 | |||
Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | CID001362 | |||
Gold | Planta Recuperadora de Metales SpA | CHILE | CID002919* | |||
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386* | |||
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397* | |||
Gold | PX Precinox S.A. | SWITZERLAND | CID001498* | |||
Gold | QG Refining, LLC | UNITED STATES OF AMERICA | CID003324 | |||
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512* | |||
Gold | Refinery of Seemine Gold Co., Ltd. | CHINA | CID000522 | |||
Gold | REMONDIS PMR B.V. | NETHERLANDS | CID002582* | |||
Gold | Royal Canadian Mint | CANADA | CID001534* |
Metal | Standard SOR Name | SOR Facility Location | SOR ID | |||
Gold | SAAMP | FRANCE | CID002761* | |||
Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA | CID001546 | |||
Gold | Safimet S.p.A | ITALY | CID002973* | |||
Gold | SAFINA A.S. | CZECH REPUBLIC | CID002290** | |||
Gold | Sai Refinery | INDIA | CID002853 | |||
Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | CID001555* | |||
Gold | Samwon Metals Corp. | KOREA, REPUBLIC OF | CID001562 | |||
Gold | SAXONIA Edelmetalle GmbH | GERMANY | CID002777* | |||
Gold | SEMPSA Joyeria Plateria S.A. | SPAIN | CID001585* | |||
Gold | Shandong Humon Smelting Co., Ltd. | CHINA | CID002525 | |||
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | CID001619 | |||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622* | |||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736* | |||
Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID002516* | |||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756* | |||
Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | CID001761* | |||
Gold | Sovereign Metals | INDIA | CID003383 | |||
Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA | CID003153 | |||
Gold | Sudan Gold Refinery | SUDAN | CID002567 | |||
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798* | |||
Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | CID002918* | |||
Gold | T.C.A S.p.A | ITALY | CID002580* | |||
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875* | |||
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | CID001916* | |||
Gold | Tokuriki Honten Co., Ltd. | JAPAN | CID001938* | |||
Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | CID001947 | |||
Gold | Tony Goetz NV | BELGIUM | CID002587 | |||
Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | CID002615* | |||
Gold | Torecom | KOREA, REPUBLIC OF | CID001955* | |||
Gold | Umicore Brasil Ltda. | BRAZIL | CID001977* | |||
Gold | Umicore Precious Metals Thailand | THAILAND | CID002314* | |||
Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | CID001980* | |||
Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | CID001993* | |||
Gold | Valcambi S.A. | SWITZERLAND | CID002003* | |||
Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | CID002030* | |||
Gold | WIELAND Edelmetalle GmbH | GERMANY | CID002778* | |||
Gold | Yamakin Co., Ltd. | JAPAN | CID002100* | |||
Gold | Yokohama Metal Co., Ltd. | JAPAN | CID002129* | |||
Gold | Yunnan Copper Industry Co., Ltd. | CHINA | CID000197 | |||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224* |
Metal | Standard SOR Name | SOR Facility Location | SOR ID | |||
Tantalum | Asaka Riken Co., Ltd. | JAPAN | CID000092* | |||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211* | |||
Tantalum | CP Metals Inc. | UNITED STATES OF AMERICA | CID003402* | |||
Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | CID002504* | |||
Tantalum | Exotech Inc. | UNITED STATES OF AMERICA | CID000456* | |||
Tantalum | F&X Electro-Materials Ltd. | CHINA | CID000460* | |||
Tantalum | FIR Metals & Resource Ltd. | CHINA | CID002505* | |||
Tantalum | Global Advanced Metals Aizu | JAPAN | CID002558* | |||
Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | CID002557* | |||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616* | |||
Tantalum | H.C. Starck Co., Ltd. | THAILAND | CID002544* | |||
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547* | |||
Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA | CID002548* | |||
Tantalum | H.C. Starck Ltd. | JAPAN | CID002549* | |||
Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002550* | |||
Tantalum | H.C. Starck Tantalum and Niobium GmbH | GERMANY | CID002545* | |||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492* | |||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512* | |||
Tantalum | Jiangxi Tuohong New Raw Material | CHINA | CID002842* | |||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914* | |||
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917* | |||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506* | |||
Tantalum | KEMET Blue Metals | MEXICO | CID002539* | |||
Tantalum | LSM Brasil S.A. | BRAZIL | CID001076* | |||
Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163* | |||
Tantalum | Mineracao Taboca S.A. | BRAZIL | CID001175* | |||
Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001192* | |||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277* | |||
Tantalum | NPM Silmet AS | ESTONIA | CID001200* | |||
Tantalum | PRG Dooel | NORTH MACEDONIA, REPUBLIC OF | CID002847* | |||
Tantalum | QuantumClean | UNITED STATES OF AMERICA | CID001508* | |||
Tantalum | Resind Industria e Comercio Ltda. | BRAZIL | CID002707* | |||
Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769* | |||
Tantalum | Taki Chemical Co., Ltd. | JAPAN | CID001869* | |||
Tantalum | Telex Metals | UNITED STATES OF AMERICA | CID001891* | |||
Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969* | |||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508* | |||
Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | CID001522* | |||
Tin | Alpha | UNITED STATES OF AMERICA | CID000292* | |||
Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | CID002703 |
Metal | Standard SOR Name | SOR Facility Location | SOR ID | |||
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | CID000228* | |||
Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | CID003190* | |||
Tin | China Tin Group Co., Ltd. | CHINA | CID001070* | |||
Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA | CID003356 | |||
Tin | Dowa | JAPAN | CID000402* | |||
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | CID002572 | |||
Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | CID000438* | |||
Tin | Estanho de Rondonia S.A. | BRAZIL | CID000448 | |||
Tin | Fenix Metals | POLAND | CID000468* | |||
Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA | CID003410 | |||
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942* | |||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538* | |||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908* | |||
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | CID000555* | |||
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | CID003116* | |||
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | CID002849* | |||
Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | CID002844* | |||
Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | CID000760* | |||
Tin | Jiangxi New Nanshan Technology Ltd. | CHINA | CID001231* | |||
Tin | Luna Smelter, Ltd. | RWANDA | CID003387* | |||
Tin | Maanshan Weitai Tin Co., Ltd. | CHINA | CID003379* | |||
Tin | Magnus Minerais Metais e Ligas Ltda. | BRAZIL | CID002468* | |||
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105* | |||
Tin | Melt Metais e Ligas S.A. | BRAZIL | CID002500* | |||
Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | CID001142* | |||
Tin | Metallo Belgium N.V. | BELGIUM | CID002773* | |||
Tin | Metallo Spain S.L.U. | SPAIN | CID002774* | |||
Tin | Mineracao Taboca S.A. | BRAZIL | CID001173* | |||
Tin | Minsur | PERU | CID001182* | |||
Tin | Mitsubishi Materials Corporation | JAPAN | CID001191* | |||
Tin | Modeltech Sdn Bhd | MALAYSIA | CID002858 | |||
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002573 | |||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314* | |||
Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517* | |||
Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) | CID001337* | |||
Tin | Pongpipat Company Limited | MYANMAR | CID003208 | |||
Tin | Precious Minerals and Smelting Limited | INDIA | CID003409** | |||
Tin | PT Artha Cipta Langgeng | INDONESIA | CID001399* | |||
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503* | |||
Tin | PT Menara Cipta Mulia | INDONESIA | CID002835* |
Metal | Standard SOR Name | SOR Facility Location | SOR ID | |||
Tin | PT Mitra Stania Prima | INDONESIA | CID001453* | |||
Tin | PT Refined Bangka Tin | INDONESIA | CID001460* | |||
Tin | PT Timah Tbk Kundur | INDONESIA | CID001477* | |||
Tin | PT Timah Tbk Mentok | INDONESIA | CID001482* | |||
Tin | Resind Industria e Comercio Ltda. | BRAZIL | CID002706* | |||
Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | CID001539* | |||
Tin | Soft Metais Ltda. | BRAZIL | CID001758* | |||
Tin | Super Ligas | BRAZIL | CID002756 | |||
Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIET NAM | CID002834* | |||
Tin | Thaisarco | THAILAND | CID001898* | |||
Tin | Tin Technology & Refining | UNITED STATES OF AMERICA | CID003325* | |||
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002574 | |||
Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | CID002036* | |||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158* | |||
Tin | Yunnan Tin Company Limited | CHINA | CID002180* | |||
Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | CID003397* | |||
Tungsten | A.L.M.T. Corp. | JAPAN | CID000004* | |||
Tungsten | ACL Metais Eireli | BRAZIL | CID002833* | |||
Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL | CID003427** | |||
Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | CID002502* | |||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513* | |||
Tungsten | China Molybdenum Co., Ltd. | CHINA | CID002641 | |||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258* | |||
Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000281 | |||
Tungsten | CP Metals Inc. | UNITED STATES OF AMERICA | CID003448** | |||
Tungsten | Fujian Ganmin RareMetal Co., Ltd. | CHINA | CID003401* | |||
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | CID000499* | |||
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | CID002645* | |||
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875* | |||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315* | |||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494* | |||
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | CID000568* | |||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218* | |||
Tungsten | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002542* | |||
Tungsten | H.C. Starck Tungsten GmbH | GERMANY | CID002541* | |||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000766* | |||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | CID002579* | |||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769* | |||
Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | CHINA | CID003182* | |||
Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649* |
Metal | Standard SOR Name | SOR Facility Location | SOR ID | |||
Tungsten | Japan New Metals Co., Ltd. | JAPAN | CID000825* | |||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551* | |||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321* | |||
Tungsten | Jiangxi Minmetals Gaoan Non-ferrous Metals Co., Ltd. | CHINA | CID002313 | |||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318* | |||
Tungsten | Jiangxi Xianglu Tungsten Co., Ltd. | CHINA | CID002647** | |||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317* | |||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316* | |||
Tungsten | JSC Kirovgrad Hard Alloys Plant | RUSSIAN FEDERATION | CID003408** | |||
Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | CID000966* | |||
Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA | CID000105* | |||
Tungsten | KGETS Co., Ltd. | KOREA, REPUBLIC OF | CID003388* | |||
Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID003407* | |||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319* | |||
Tungsten | Masan Tungsten Chemical LLC (MTC) | VIET NAM | CID002543* | |||
Tungsten | Moliren Ltd. | RUSSIAN FEDERATION | CID002845* | |||
Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | CID002589* | |||
Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | CID002827* | |||
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | CID001889* | |||
Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | CID002724* | |||
Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA | CID002044* | |||
Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | CID002843* | |||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320* | |||
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082* | |||
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | CID002830* | |||
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | CID002095* |