SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
WHITEBOX ADVISORS LLC

(Last) (First) (Middle)
3033 EXCELSIOR BOULEVARD, SUITE 500

(Street)
MINNEAPOLIS MN 55416

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/20/2020
3. Issuer Name and Ticker or Trading Symbol
Garrett Motion Inc. [ GTXMQ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of 10% owner group
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.001 par value per share 750,000 I See Footnotes(1)(2)
Common Stock, $0.001 par value per share 750,000 D(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
WHITEBOX ADVISORS LLC

(Last) (First) (Middle)
3033 EXCELSIOR BOULEVARD, SUITE 500

(Street)
MINNEAPOLIS MN 55416

(City) (State) (Zip)
1. Name and Address of Reporting Person*
WHITEBOX GENERAL PARTNER LLC

(Last) (First) (Middle)
3033 EXCELSIOR BOUELVARD, SUITE 500

(Street)
MINNEAPOLIS MN 55416

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Whitebox Multi-Strategy Partners LP

(Last) (First) (Middle)
MOURANT OZANNES CORP. SVCS (CAYMAN) LTD
94 SOLARIS AVENUE

(Street)
CAMANA BAY E9 KY1-1108

(City) (State) (Zip)
Explanation of Responses:
1. Includes 750,000 shares of Common Stock, $0.001 par value per share ("Common Stock") directly owned by Whitebox Multi-Strategy Partners, L.P. ("WMP") and that may be deemed to be beneficially owned by Whitebox Advisors LLC by virtue of its role as the investment manager of WMP and Whitebox General Partner LLC by virtue of its role as the general partner of WMP. The Reporting Persons with certain other parties may be deemed to constitute a group for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Reference is made to the Schedule 13D filed with the Securities and Exchange Commission by the Reporting Persons on October 30, 2020.
2. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Exchange Act or for any other purpose. This filing should not be construed to be an admission that any of the Reporting Persons are members of a "group" for the purposes of Sections 13(d) of the Exchange Act.
3. These securities are directly beneficially owned by WMP.
By: /s/ Daniel Altabef, Daniel Altabef, Whitebox Advisors LLC, General Counsel - Regulatory Affairs and Compliance 10/30/2020
Whitebox General Partner LLC By: /s/ Daniel Altabef, Title: General Counsel-Regulatory Affairs Compliance 10/30/2020
By: Whitebox General Partner LLC By: /s/ Daniel Altabef, Daniel Altabef, Whitebox Advisors LLC, General Counsel - Regulatory Affairs and Compliance 10/30/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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